SEC Reporting and Practice Skills Workshop for Lawyers 2021

Live Webcast – June 24-25Please visit our website for additional dates and locations.
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Workshop Leaders:
Gary M. Brown
, Partner, Nelson Mullins Riley & Scarborough LLP
George M. Wilson, Director, SEC Institute, a Division of PLI

We hope you will join us for this virtual Workshop, where participants will develop an in-depth understanding of the reporting and filing requirements of the U.S. Securities and Exchange Commission. Workshop participants will build the foundational knowledge and practical experience necessary to understand, prepare and review periodic and current reports and proxy statements in order to comply with the SEC’s detailed disclosure requirements. This Workshop is co-taught by leading experts in both the legal and accounting fields and is a helpful review for any lawyers who desire to keep their SEC reporting skills up to date.

Key Topics Will Include:

  • Key disclosure issues in Forms 10-K, 10-Q and 8-K, and the proxy statement
  • The SEC’s Disclosure Modernization and Simplification rules for MD&A and business disclosures, and other recent and proposed amendments
  • Communicating with the public within the constraints of the SEC’s rules and guidance
  • Insider trading policies and Rule 10b5-1 plans
  • Registering securities for offer and sale under the Securities Act of 1933 and certain of the exemptions from registration
  • Compliance with Section 16 reporting and disclosure requirements
  • Keys to writing an effective MD&A
  • Frequent SEC comment areas, including disclosures about the impact of COVID-19, known trends and uncertainties, executive compensation matters, non-GAAP measures, contingencies, BREXIT, cybersecurity, revenue recognition and segments
Register Today »